4//SEC Filing
Minella David A. 4
Accession 0001181431-12-038019
CIK 0001408100other
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 5:33 PM ET
Size
9.4 KB
Accession
0001181431-12-038019
Insider Transaction Report
Form 4
Minella David A.
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2012-06-14+25,000→ 275,000 total
Holdings
- 3,521,753(indirect: See Footnotes)
Common Stock
- 2,850,000(indirect: See Footnotes)
Sponsors' Warrants
Exercise: $12.50From: 2009-11-13Exp: 2013-11-13→ Common Stock, par value $0.0001 per share (300,000 underlying) - 2,710,741(indirect: See Footnotes)
Sponsors' Warrants
Exercise: $12.50From: 2009-11-13Exp: 2013-11-13→ Common Stock, par value $0.0001 per share (139,259 underlying)
Footnotes (3)
- [F1]Flat Ridge Investments LLC ("Flat Ridge") directly and beneficially owns all of the reported Common Stock. David A. Minella, the Managing Member of Flat Ridge Flat Ridge, disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that David A. Minella is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]On June 14, 2012, 25,000 shares of restricted stock were granted to the reporting person pursuant to the registrant's Amended and Restated 2009 Equity Participation PLan.
- [F3]Sponsors' warrants (the "Sponsors' Warrants") are identical to the warrants offered by the Issuer in its initial public offering (the "IPO"), except for those differences set forth in the final prospectus relating to the IPO (the "Prospectus") effective as of November 14, 2007. The Sponsors' Warrants were amended pursuant to the Registration Statement on Form S-4 that became effective October 28, 2009 and the approval of the Warrant Amendment proposal at the special meeting of warrantholders on November 13, 2009, so that the exercise price of the Sponsors' Warrants is $12.50, the redemption trigger price is $19.50 and the expiration date is November 14, 2013.
Documents
Issuer
Kennedy-Wilson Holdings, Inc.
CIK 0001408100
Entity typeother
Related Parties
1- filerCIK 0001408092
Filing Metadata
- Form type
- 4
- Filed
- Jun 25, 8:00 PM ET
- Accepted
- Jun 26, 5:33 PM ET
- Size
- 9.4 KB