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UWHARRIE CAPITAL CORP·4

Jun 28, 4:46 PM ET

Duffey Brendan P 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 28, 2012

Insider Transaction Report

Form 4
Period: 2012-06-28
UWHARRIE CAPITAL CORPNONE
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
  • Award

    Common Stock (See Footnote 1)

    2012-06-28+1,265.79→ 9,454.544 total
Holdings

  • Stock Options (Right to Purchase)

    Exercise: $5.35From: 2005-05-19Exp: 2014-05-19→ Common Stock (80,133 underlying)
    80,133

  • Common Stock (Held jointly with Spouse)

    1,091
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
  • [F2]Shares granted to Brendan P. Duffey by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Brendan P. Duffey by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Incentive Stock Options with date of grant 05-19-2004 vest in five equal annual installments beginning 05-19-2005.

Documents

2 files
  • 4
    rrd349860.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd313942_354482.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS