4//SEC Filing
Horton Patricia K 4
Accession 0001181431-12-038319
CIK 0000898171other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 4:53 PM ET
Size
13.8 KB
Accession
0001181431-12-038319
Insider Transaction Report
Form 4
Horton Patricia K
Chief Executive Officer - CB&T
Transactions
- Award
Common Stock (See Footnote 1)
2012-06-28+747.728→ 5,521.78 total
Holdings
- 1,570
Common Stock (Held by Self)
- 1,994(indirect: By Spouse)
Common Stock (Held by Spouse)
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
- 54
Common Stock (Held jointly with Son)
- 54
Common Stock (Held jointly with Son)
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Patricia K. Horton
- [F2]Shares granted to Patricia K. Horton by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Patricia K. Horton by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
- [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
- [F4]Held by Spouse as Custodian for Minor Grandchild
Documents
- 4rrd349861.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd313943_354490.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeother
Related Parties
1- filerCIK 0001295390
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 4:53 PM ET
- Size
- 13.8 KB