UWHARRIE CAPITAL CORP·4

Jun 28, 4:53 PM ET

Horton Patricia K 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 28, 2012

Insider Transaction Report

Form 4
Period: 2012-06-28
Horton Patricia K
Chief Executive Officer - CB&T
Transactions
  • Award

    Common Stock (See Footnote 1)

    2012-06-28+747.7285,521.78 total
Holdings
  • Common Stock (Held by Self)

    1,570
  • Common Stock (Held by Spouse)

    (indirect: By Spouse)
    1,994
  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56
  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56
  • Common Stock (Held jointly with Son)

    54
  • Common Stock (Held jointly with Son)

    54
  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Patricia K. Horton
  • [F2]Shares granted to Patricia K. Horton by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Patricia K. Horton by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Held by Spouse as Custodian for Minor Grandchild

Documents

2 files
  • 4
    rrd349861.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS