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UWHARRIE CAPITAL CORP·4

Jun 28, 5:01 PM ET

LAWHON WILLIE D JR 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 28, 2012

Insider Transaction Report

Form 4
Period: 2012-06-28
UWHARRIE CAPITAL CORPNONE
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
  • Award

    Common Stock (See Footnote 1)

    2012-06-28+794.159→ 6,862.207 total
Holdings

  • Common Stock (See Footnote 3)

    800

  • Stock Options (Right to Purchase)

    Exercise: $4.61From: 2003-11-19Exp: 2012-11-18→ Common Stock (29,851 underlying)
    29,851

  • Common Stock (Held jointly with Spouse)

    562

  • Common Stock (Held by Self as Custodian for Grandson)

    (indirect: By Self As Custodian for Grandson)
    121
Footnotes (5)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
  • [F2]Shares granted to Willie D. Lawhon, Jr., by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Willie D. Lawhon, Jr., by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
  • [F3]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Willie D. Lawhon, Jr.
  • [F4]Incentive Stock Options granted 11-19-2002 vest in five equal annual installments beginning 11-19-2003.
  • [F5]The Uwharrie Capital Corp Employee Stock Ownership Plan purchased shares at various prices for participants throughout the year.

Documents

2 files
  • 4
    rrd349871.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd313952_354494.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS