4//SEC Filing
Asser Weslock Kathleen 4
Accession 0001181431-12-038335
CIK 0001337272other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 5:18 PM ET
Size
7.1 KB
Accession
0001181431-12-038335
Insider Transaction Report
Form 4
Asser Weslock Kathleen
SVP-HR & Chief HR Officer
Transactions
- Sale
Class A-8 Common Stock
2012-06-20$0.10/sh−10,606.548$1,061→ 0 total - Sale
Class L Common Stock
2012-06-20$77.07/sh−1,178.143$90,799→ 0 totalExercise: $0.00→ Class A-8 Common Stock (1,178.143 underlying)
Footnotes (2)
- [F1]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F2]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.
Documents
Issuer
SUNGARD CAPITAL CORP
CIK 0001337272
Entity typeother
Related Parties
1- filerCIK 0001466914
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 5:18 PM ET
- Size
- 7.1 KB