Home/Filings/4/0001181431-12-038338
4//SEC Filing

Williams Barbara S 4

Accession 0001181431-12-038338

CIK 0000898171other

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 5:21 PM ET

Size

10.9 KB

Accession

0001181431-12-038338

Insider Transaction Report

Form 4
Period: 2012-06-28
Williams Barbara S
EVP & Controller
Transactions
  • Award

    Common Stock (See Footnote 1)

    2012-06-28+559.2837,275.615 total
Holdings
  • Common Stock (Held by Spouse)

    (indirect: By Spouse)
    646
  • Common Stock (See Footnote 3)

    12,969
  • Common Stock (Held by Self)

    2,130
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Barbara S. Williams
  • [F2]Shares granted to Barbara S. Williams by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Barbara S. Williams by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
  • [F3]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Barbara S. Williams - IRA
  • [F4]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.