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UWHARRIE CAPITAL CORP·4

Jun 28, 5:21 PM ET

Williams Barbara S 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 28, 2012

Insider Transaction Report

Form 4
Period: 2012-06-28
UWHARRIE CAPITAL CORPNONE
Williams Barbara S
EVP & Controller
Transactions
  • Award

    Common Stock (See Footnote 1)

    2012-06-28+559.283→ 7,275.615 total
Holdings

  • Common Stock (Held by Spouse)

    (indirect: By Spouse)
    646

  • Common Stock (See Footnote 3)

    12,969

  • Common Stock (Held by Self)

    2,130
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Barbara S. Williams
  • [F2]Shares granted to Barbara S. Williams by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Barbara S. Williams by Uwharrie Capital Corp on 06-28-2012 as of 12-31-2011.
  • [F3]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Barbara S. Williams - IRA
  • [F4]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.

Documents

2 files
  • 4
    rrd349878.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd313959_354509.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS