4//SEC Filing
Bradshaw Wayne-Kent A. 4
Accession 0001181431-12-039660
CIK 0001001171other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 2:02 PM ET
Size
8.7 KB
Accession
0001181431-12-039660
Insider Transaction Report
Form 4
Bradshaw Wayne-Kent A.
DirectorChief Operating Officer Pres
Transactions
- Award
Stock Option (Right to Buy)
2009-03-18$4.98/sh+75,000$373,500→ 75,000 totalExercise: $4.98From: 2014-03-18Exp: 2019-03-18→ Common Stock (75,000 underlying) - Purchase
Common Stock
2012-07-02$1.30/sh+19,231$25,000→ 94,249 total
Holdings
- 18
Employee Stock Ownership Plan
→ Common Stock (18 underlying)
Footnotes (3)
- [F1]On March 18, 2009 the Board of Directors granted 75,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $4.98 per share. The shares vest in five (5) equal annual installments each year beginning the following year, on March 18. The options are fully exercisable on March 18, 2014. If not exercised, the stock options will expire on March 18, 2019 or upon termination of employment.
- [F2]These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer with the company, the shares become exercisable.
- [F3]On July 2, 2012, an investment of Capital was made in exchange for common stock.
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeother
Related Parties
1- filerCIK 0001456220
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 2:02 PM ET
- Size
- 8.7 KB