MADDOX ALBERT O 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Jul 5, 2012
Insider Transaction Report
Form 4
MADDOX ALBERT O
Director
Transactions
- Purchase
Common Stock Purchase
2012-07-02$1.30/sh−19,231$25,000→ 19,231 total - Award
Stock Option (Right to Buy)
2010-01-21$6.00/sh+1,250$7,500→ 1,250 totalExercise: $6.00From: 2010-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying)
Holdings
- 15,894
Common Stock
- 1,875
Stock Option (Right to Buy)
Exercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying)
Footnotes (3)
- [F1]These shares are held in the Albert Maddox and Deloise Maddox trust.
- [F2]This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.
- [F3]On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991.