4//SEC Filing
HUDSON PAUL C 4
Accession 0001181431-12-039788
CIK 0001001171other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 4:41 PM ET
Size
9.7 KB
Accession
0001181431-12-039788
Insider Transaction Report
Form 4
HUDSON PAUL C
DirectorChairman and CEO
Transactions
- Purchase
Common Stock Purcahse
2012-07-02$1.30/sh+19,231$25,000→ 19,231 total
Holdings
- 6,453
Common Stock
- 6,453
Common Stock
- 6,192
Common Stock
- 29,718
Stock Option (Right to Buy)
Exercise: $6.68From: 2007-07-25Exp: 2012-07-25→ Common Stock (29,718 underlying) - 16,994
Employee Stock Ownership Plan
→ Common Stock (16,994 underlying)
Footnotes (6)
- [F1]These shares are held in a Citigroup IRA under Paul Hudson.
- [F2]These shares are held in a Smith Barney IRA under Paul Hudson.
- [F3]These shares are held directly by Paul Hudson.
- [F4]These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable.
- [F5]On July 25, 2002 the Board of Directors granted 29,718 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $6.6800 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on July 25. The options are fully exercisable on July 25, 2007 but if not exercised, expire on July 25, 2012 or upon termination of employment.
- [F6]On July 2, 2012, an investment of Capital was made in exchange for common stock.
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeother
Related Parties
1- filerCIK 0001206237
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 4:41 PM ET
- Size
- 9.7 KB