4//SEC Filing
BROADWAY FINANCIAL CORP \DE\ 4
Accession 0001181431-12-039845
$BYFCCIK 0001001171operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 5:50 PM ET
Size
13.2 KB
Accession
0001181431-12-039845
Insider Transaction Report
Form 4
ROBERTS VIRGIL P
Director
Transactions
- Award
Stock Option (Right to Buy)
2010-01-21$6.00/sh+1,250$7,500→ 4,909 totalExercise: $6.00From: 2010-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying) - Purchase
Common Stock Purchase
2012-07-02$1.30/sh+15,385$20,001→ 15,385 total - Purchase
Common Stock Purchase
2012-07-02$1.30/sh+3,846$5,000→ 3,846 total
Holdings
- 3,917
Common Stock
- 5,806
Common Stock
- 1,784
Stock Option (Right to Buy)
Exercise: $8.19From: 2007-09-19Exp: 2012-09-19→ Common Stock (1,784 underlying) - 3,659
Stock Option (Right to Buy)
Exercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying)
Footnotes (5)
- [F1]These are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
- [F2]The Board of Directors granted this Stock Option on January 21, 2009 and it will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
- [F3]These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.
- [F4]On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."
- [F5]On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "IRA for the benefit of Virgil Roberts."
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001171
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 5:50 PM ET
- Size
- 13.2 KB