BROADWAY FINANCIAL CORP \DE\·4

Jul 5, 5:51 PM ET

MEDINA DANIEL A 4

4 · BROADWAY FINANCIAL CORP \DE\ · Filed Jul 5, 2012

Insider Transaction Report

Form 4
Period: 2012-07-02
Transactions
  • Purchase

    Common Stock Purcahse

    2012-07-02$1.30/sh+19,231$25,00019,231 total
  • Award

    Stock Option (Right to Buy)

    2010-01-21$6.00/sh+1,250$7,5001,250 total
    Exercise: $6.00From: 2010-01-21Exp: 2020-01-21Common Stock (1,250 underlying)
Holdings
  • Common Stock

    806
  • Common Stock

    6,110
  • Stock Option (Right to Buy)

    Exercise: $4.00From: 2009-01-21Exp: 2019-01-21Common Stock (1,875 underlying)
    1,875
Footnotes (4)
  • [F1]Held directly in the name of Daniel Medina.
  • [F2]Held in the trust of Daniel Medina and Laura Martin.
  • [F3]The Board of Directors granted this Stock Option on January 21, 2009 and January 21,2010. It will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
  • [F4]On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Martin Medina Family Trust UTD 6/30/94"

Documents

1 file
  • 4
    rrd350367.xmlPrimary

    CHANGE IN BENEFICIAL OWNERSHIP