Carlson Robert W Jr. 4
4 · Ceres, Inc. · Filed Jul 11, 2012
Insider Transaction Report
Form 4
Ceres, Inc.CERE
Carlson Robert W Jr.
10% Owner
Transactions
- Purchase
Common Stock
2012-05-24$10.12/sh+5,000$50,600→ 5,000 total - Purchase
Common Stock
2012-05-31$9.62/sh+3,000$28,860→ 8,000 total - Purchase
Common Stock
2012-06-01$9.95/sh+1,500$14,925→ 9,500 total
Holdings
- 359,000(indirect: See Footnote)
Common Stock
- 2,152,366(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Reflects the weighted average purchase price paid by Robert W. Carlson, Jr. These shares were purchased in multiple transactions ranging from $10.05 to $10.21, inclusive. The reporting person undertakes to provide Ceres, Inc., any shareholder of Ceres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnotes (2), (3) and (4) to this Form 4.
- [F2]Reflects the weighted average purchase price paid by Robert W. Carlson, Jr. These shares were purchased in multiple transactions ranging from $9.57 to $9.68, inclusive.
- [F3]Reflects the weighted average purchase price paid by Robert W. Carlson, Jr. These shares were purchased in multiple transactions ranging from $9.94 to $9.96, inclusive.
- [F4]The Ambergate Trust directly holds these securities. Rothschild Trust Guernsey Limited ("Rothschild") is the trustee for the Ambergate Trust and has full investment and voting authority over the shares held in the Ambergate Trust. The reporting person disclaims beneficial ownership of the securities held by the Ambergate Trust.
- [F5]The Lynda De Logi Trust directly holds these securities. Pursuant to a voting agreement, Rothschild also has the authority to vote the shares held in the Lynda De Logi Trust. Robert W. Carlson, Jr. is one of three trustees for the Lynda De Logi Trust. The reporting person disclaims beneficial ownership of the securities held by the Lynda De Logi Trust.