Home/Filings/4/0001181431-12-040743
4//SEC Filing

Faris Mark 4

Accession 0001181431-12-040743

CIK 0001014041other

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 5:29 PM ET

Size

11.7 KB

Accession

0001181431-12-040743

Insider Transaction Report

Form 4
Period: 2012-07-13
Faris Mark
Int. Principal Financ. Officer
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$2.77/sh5,000$13,8500 total
    Exercise: $0.93Exp: 2019-03-06Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$1.58/sh50,000$79,0000 total
    Exercise: $2.12Exp: 2020-01-05Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$0.91/sh6,000$5,4600 total
    Exercise: $2.79Exp: 2020-03-17Common Stock (6,000 underlying)
  • Disposition from Tender

    Common Stock

    2012-07-13$3.70/sh1,000$3,7000 total
Footnotes (3)
  • [F1]This option, which provided for vesting evenly over a five year period from March 5, 2009, was cancelled in exchange for a cash payment of $13,850 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.
  • [F2]This option, which provided for vesting evenly over a five year period from January 4, 2010, was cancelled in exchange for a cash payment of $79,000 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.
  • [F3]This option, which provided for vesting evenly over a five year period from March 16,2010, was cancelled in exchange for a cash payment of $5,460 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.

Issuer

SRI SURGICAL EXPRESS INC

CIK 0001014041

Entity typeother

Related Parties

1
  • filerCIK 0001462775

Filing Metadata

Form type
4
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 5:29 PM ET
Size
11.7 KB