|4Jul 16, 5:29 PM ET

Faris Mark 4

4 · SRI SURGICAL EXPRESS INC · Filed Jul 16, 2012

Insider Transaction Report

Form 4
Period: 2012-07-13
Faris Mark
Int. Principal Financ. Officer
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$2.77/sh5,000$13,8500 total
    Exercise: $0.93Exp: 2019-03-06Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$1.58/sh50,000$79,0000 total
    Exercise: $2.12Exp: 2020-01-05Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2012-07-16$0.91/sh6,000$5,4600 total
    Exercise: $2.79Exp: 2020-03-17Common Stock (6,000 underlying)
  • Disposition from Tender

    Common Stock

    2012-07-13$3.70/sh1,000$3,7000 total
Footnotes (3)
  • [F1]This option, which provided for vesting evenly over a five year period from March 5, 2009, was cancelled in exchange for a cash payment of $13,850 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.
  • [F2]This option, which provided for vesting evenly over a five year period from January 4, 2010, was cancelled in exchange for a cash payment of $79,000 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.
  • [F3]This option, which provided for vesting evenly over a five year period from March 16,2010, was cancelled in exchange for a cash payment of $5,460 (less any applicable withholdings), which represents the product of the number of shares covered by this option multiplied by the amount per share by which the per share amount of $3.70 exceeds the exercise price per share under this option.

Documents

1 file
  • 4
    rrd351042.xmlPrimary

    M. FARIS FORM 4 - 071612