ODDI DAVID 4
4 · CHUY'S HOLDINGS, INC. · Filed Jul 27, 2012
Insider Transaction Report
Form 4
ODDI DAVID
Director10% OwnerOther
Transactions
- Conversion
Common Stock
2012-07-27+7,667,768→ 7,667,768 total(indirect: See Footnote) - Conversion
Common Stock
2012-07-27+222,627→ 7,890,395 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2012-07-27−7,667,768→ 0 total(indirect: See Footnote)→ Common Stock (7,667,768 underlying) - Conversion
Series X Preferred Stock
2012-07-27−222,627→ 0 total(indirect: See Footnote)→ Common Stock (222,627 underlying)
Footnotes (4)
- [F1]Represents 7,667,768 shares held directly by Goode Chuy's Holdings, LLC ("Goode Chuy's"). Mr. Oddi is a member of Goode Investors I LLC, the general partner of Goode Partners Consumer Fund I, L.P., which is the managing director of Goode Chuy's. Mr. Oddi may be deemed to indirectly beneficially own the shares held by Goode Chuy's because of his affiliation with Goode Chuy's but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- [F2]Represents 222,627 shares held directly by Goode Chuy's Direct Investors, LLC ("Goode Direct"). Mr. Oddi is a member of Goode Investors I LLC, the general partner of Goode Partners Consumer Fund I, L.P., which is the majority unitholder of Goode Direct. Mr. Oddi may be deemed to indirectly beneficially own the shares held by Goode Direct because of his affiliation with Goode Direct but disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
- [F3]The series A preferred stock converted into common stock of Chuy's Holdings, Inc. (the "Company") on a one-for-one basis immediately prior to the closing of the Company's initial public offering. The series A preferred stock had no expiration date.
- [F4]The series X preferred stock converted into common stock of the Company on a one-for-one basis immediately prior to the closing of the Company's initial public offering. The series X preferred stock had no expiration date.