Roday Leon E 4
4 · GENWORTH FINANCIAL INC · Filed Aug 2, 2012
Insider Transaction Report
Form 4
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-07-31−2,225→ 0 total→ Class A Common Stock (2,225 underlying) - Tax Payment
Class A Common Stock
2012-07-31$5.06/sh−717$3,628→ 43,283 total - Exercise/Conversion
Class A Common Stock
2012-07-31+2,225→ 44,000 total
Holdings
- 10(indirect: By Trust)
Class A Common Stock
- 10(indirect: By Trust)
Class A Common Stock
- 14,413(indirect: By GRAT)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On September 19, 2011, 23,587 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 14,413 shares remaining in the GRAT.
- [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 7/31/2012.