3//SEC Filing
5AM VENTURES LLC 3
Accession 0001181431-12-045026
CIK 0001293310other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 6:21 PM ET
Size
12.4 KB
Accession
0001181431-12-045026
Insider Transaction Report
Form 3
5AM Partners LLC
10% Owner
Holdings
- 572,295
Common Stock
Series B-2 Preferred Stock
→ Common Stock (624,999 underlying)Series B-1 Preferred Stock
→ Common Stock (445,847 underlying)Series C Preferred Stock
→ Common Stock (284,513 underlying)Series D Preferred Stock
→ Common Stock (344,084 underlying)
5AM CO INVESTORS LLC
10% Owner
Holdings
Series B-1 Preferred Stock
→ Common Stock (445,847 underlying)- 572,295
Common Stock
Series C Preferred Stock
→ Common Stock (284,513 underlying)Series D Preferred Stock
→ Common Stock (344,084 underlying)Series B-2 Preferred Stock
→ Common Stock (624,999 underlying)
5AM VENTURES LLC
10% Owner
Holdings
- 572,295
Common Stock
Series D Preferred Stock
→ Common Stock (344,084 underlying)Series B-1 Preferred Stock
→ Common Stock (445,847 underlying)Series B-2 Preferred Stock
→ Common Stock (624,999 underlying)Series C Preferred Stock
→ Common Stock (284,513 underlying)
Footnotes (7)
- [F1]The shares are held as follows: 500,758 shares by 5AM Ventures LLC ("Ventures") and 71,537 shares by 5AM Co-Investors LLC ("Co-Investors"). 5AM Partners LLC is the general partner of Ventures and Co-Investors. The managing directors of 5AM Partners LLC are Dr. John D. Diekman and Andrew J. Schwab.
- [F2]Each share of Preferred Stock is convertible at any time, at the election of the holder, into one fully paid and nonassessable share of Common Stock, subject to certain anti-dilution adjustments.
- [F3]No expiration.
- [F4]The shares are held as follows: 390,116 shares by Ventures and 55,731 shares by Co-Investors.
- [F5]The shares are held as follows: 546,874 shares by Ventures and 78,125 shares by Co-Investors.
- [F6]The shares are held as follows: 249,360 shares by Ventures and 35,153 shares by Co-Investors.
- [F7]The shares are held as follows: 301,570 shares by Ventures and 42,514 shares by Co-Investors.
Documents
Issuer
KALOBIOS PHARMACEUTICALS INC
CIK 0001293310
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001178419
Filing Metadata
- Form type
- 3
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 6:21 PM ET
- Size
- 12.4 KB