Earnings Feed
Start Free
Home/Filings/4/0001181431-12-045545
4//SEC Filing

Cheung Jimmy 4

Accession 0001181431-12-045545

CIK 0001056903other
View on SEC.govCompany Profile

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 7:23 PM ET

Size

31.9 KB

Accession

0001181431-12-045545

Insider Transaction Report

Form 4
Period: 2012-08-10
AMERICAN STATES WATER COAWR
Cheung Jimmy
Other
Transactions
  • Award

    Common Shares

    2011-03-01$33.10/sh+1.375$45→ 176.375 total
  • Award

    Common Shares

    2011-06-01$34.19/sh+1.444$49→ 177.819 total
  • Award

    Common Shares

    2011-09-01$35.03/sh+1.421$50→ 179.24 total
  • Award

    Common Shares

    2011-12-01$35.36/sh+1.419$50→ 180.66 total
  • Tax Payment

    Common Shares

    2012-01-31$35.41/sh−24.709$875→ 155.951 total
  • Award

    Common Shares

    2012-02-15$36.63/sh+169$6,190→ 324.951 total
  • Award

    Common Shares

    2012-03-01$36.38/sh+0.936$34→ 325.887 total
  • Award

    Common Shares

    2012-06-01$36.61/sh+2.23$82→ 328.117 total
  • Exercise/Conversion

    Common Shares

    2012-08-10$34.11/sh+750$25,583→ 1,078.117 total
  • Sale

    Common Shares

    2012-08-10$44.00/sh−750$33,000→ 1,578.117 total
  • Exercise/Conversion

    Common Shares

    2012-08-10$34.57/sh+500$17,285→ 828.117 total
  • Sale

    Common Shares

    2012-08-10$44.00/sh−500$22,000→ 328.117 total
  • Award

    Employee Stock Options (Right to Buy)

    2008-01-28+750→ 0 total
    Exercise: $34.11From: 2009-01-27Exp: 2018-01-27→ Common Shares (750 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2009-01-30+1,000→ 0 total
    Exercise: $34.57From: 2010-01-29Exp: 2019-01-29→ Common Shares (1,000 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2010-02-01+900→ 0 total
    Exercise: $33.36From: 2011-01-31Exp: 2020-01-31→ Common Shares (900 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-08-10−750→ 0 total
    Exercise: $34.11From: 2009-01-27Exp: 2018-01-27→ Common Shares (750 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-08-10−500→ 0 total
    Exercise: $34.57From: 2010-01-29Exp: 2019-01-29→ Common Shares (500 underlying)
  • Award

    Common Shares

    2011-01-31$34.00/sh+175$5,950→ 175 total
Footnotes (9)
  • [F1]RSU's awarded on 1/31/2011
  • [F2]DER units credited on 3/1/2011 as dividend at FMV
  • [F3]DER units credited on 6/1/2011 as dividend at FMV
  • [F4]DER units credited on 9/1/2011 as dividend at FMV
  • [F5]DER units credited on 12/1/2011 as dividend at FMV
  • [F6]RSU's awarded on 2/15/2012
  • [F7]DER units credited on 3/1/2012 as dividend at FMV
  • [F8]DER units credited on 6/1/2012 as dividend at FMV
  • [F9]24.7091 shares withheld to satisfy tax withholding of previously granted RSU's

Documents

1 file

Issuer

AMERICAN STATES WATER CO

CIK 0001056903

→
Entity typeother

Related Parties

1
  • filerCIK 0001490710

Filing Metadata

Form type
4
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 7:23 PM ET
Size
31.9 KB
View on SEC.gov