4//SEC Filing
SIMON JOHN G 4
Accession 0001181431-12-045610
CIK 0001544227other
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 11:27 AM ET
Size
8.4 KB
Accession
0001181431-12-045610
Insider Transaction Report
Form 4
OvaScience, Inc.NONE
SIMON JOHN G
Director
Transactions
- Conversion
Common Stock
2012-08-13+1,090,908→ 1,090,908 total(indirect: See note) - Conversion
Series B Preferred Stock
2012-08-13−1,090,908→ 0 total(indirect: See note)→ Common Stock (1,090,908 underlying)
Footnotes (4)
- [F1]Following the conversion of the Series B Preferred Stock reported on Table II of this report, as of the date hereof, 1,068,692 shares of the Common Stock of the Issuer (the "Common Shares") are owned by General Catalyst Group V, L.P. ("GCG V") and 22,306 Common Shares are owned by GC Entrepreneurs Fund V, L.P. ("GCEF V").
- [F2]These securities are shares of Series B Preferred Stock (the "Series B Shares") of the Issuer, and are convertible at any time into shares of the Issuer's Common Stock at the holder's election. The Series B Shares do not have an expiration date. On August 13, 2012, the Series B Shares converted at a ratio of 1-to-1 into shares of Common Stock, in accordance with the mandatory conversion provision set forth in Article Fourth, Section B.5.1 of the Issuer's Second Amended and Restated Certificate of Incorporation.
- [F3]Prior to the conversion, GCG V owned 1,068,692 Series B Shares and GCEF V owned 22,306 Series B Shares.
- [F4]Mr. Simon is a former Managing Director of General Catalyst GP V, LLC (the "LLC"), the general partner of General Catalyst Partners V, L.P. ("GCP V"), the general partner of GCG V and GCEF V. Mr. Simon is a limited partner of GCP V. Each of the LLC, GCP V and Mr. Simon disclaims beneficial ownership of the Common Shares and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Common Shares, except to the extent of its or his pecuniary interest, if any, in the Common Shares.
Documents
Issuer
OvaScience, Inc.
CIK 0001544227
Entity typeother
Related Parties
1- filerCIK 0000939086
Filing Metadata
- Form type
- 4
- Filed
- Aug 14, 8:00 PM ET
- Accepted
- Aug 15, 11:27 AM ET
- Size
- 8.4 KB