4//SEC Filing
COSTELLO JOHN H 4
Accession 0001181431-12-046037
CIK 0001357204other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 4:17 PM ET
Size
11.2 KB
Accession
0001181431-12-046037
Insider Transaction Report
Form 4
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
- Award
Option to purchase Common Stock
2012-08-15+60,509→ 116,745 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (60,509 underlying) - Award
Option to purchase Common Stock
2012-08-15+12,102→ 30,647 totalExercise: $7.31Exp: 2021-03-09→ Common Stock (12,102 underlying)
Footnotes (3)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors on 08/15/2012, the performance criteria was met with respect to 60,509 shares of common stock subject to this option award, resulting in vesting of the option as to 24,204 shares and an additional 36,305 shares that are eligible to vest in three equal annual installments beginning on 02/23/2013. In total, following this event, the performance criteria has been met with respect to all of the shares of common stock subject to this option award (a portion of which has been exercised prior to the date hereof), with 24,800 of such shares still subject to issuance upon exercise having vested and become exercisable and the remaining 91,945 of such shares eligible to vest in three equal annual installments beginning on 02/23/2013.
- [F3]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors on 08/15/2012, the performance criteria was met with respect to 12,102 shares of common stock subject to this option award resulting in vesting of the option award as to 2,420 shares and an additional 9,682 shares that are eligible to vest in four equal annual installments beginning on 03/09/2013. In total, following this event, the performance criteria has been met with respect to all of the shares of common stock subject to this option award, with 6,127 of such shares vested and the remaining 24,520 of such shares eligible to vest in four equal annual installments beginning on 03/09/2013.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
IncorporatedIL
Related Parties
1- filerCIK 0001012681
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 4:17 PM ET
- Size
- 11.2 KB