4//SEC Filing
Dawson John 4
Accession 0001181431-12-046038
CIK 0001357204other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 4:18 PM ET
Size
9.3 KB
Accession
0001181431-12-046038
Insider Transaction Report
Form 4
Dawson John
Chief Development Officer
Transactions
- Award
Option to purchase Common Stock
2012-08-15+4,841→ 12,259 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (4,841 underlying) - Award
Option to purchase Common Stock
2012-08-15+12,102→ 30,647 totalExercise: $7.31Exp: 2021-03-09→ Common Stock (12,102 underlying)
Footnotes (3)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 12,259 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors on 08/15/2012, the performance criteria was met with respect to 4,841 shares of common stock subject to this option award, resulting in vesting of the option as to 1,934 shares and an additional 2,907 shares that are eligible to vest in three equal annual installments beginning on 02/23/2013. In total, following this event, the performance criteria has been met with respect to all of the shares of common stock subject to this option award, with 4,900 of such shares vested and the remaining 7,359 of such shares eligible to vest in three equal annual installments beginning on 02/23/2013.
- [F3]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors on 08/15/2012, the performance criteria was met with respect to 12,102 shares of common stock subject to this option award, resulting in vesting of the option as to 2,420 shares and an addition 9,682 shares that are eligible to vest in four equal annual installments beginning on 03/09/2013. In total, following this event, the performance criteria has been met with respect to all of the shares of common stock subject to this option award, with 6,127 of such shares vested and the remaining 24,520 eligible to vest in four equal annual installments beginning on 03/09/2013.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
Related Parties
1- filerCIK 0001522664
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 4:18 PM ET
- Size
- 9.3 KB