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4//SEC Filing

Higginbottom Elzie 4

Accession 0001181431-12-046321

CIK 0001025536other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 2:54 PM ET

Size

8.8 KB

Accession

0001181431-12-046321

Insider Transaction Report

Form 4
Period: 2012-08-15
Transactions
  • Conversion

    Stock Purchase Warrant (Right to buy Common Stock)

    2012-08-151,5000 total
    Exercise: $9.88From: 2009-03-29Exp: 2013-09-29Common Stock (1,500 underlying)
  • Conversion

    Common Stock

    2012-08-15$9.89/sh+448$4,43123,980 total
Holdings
  • Common Stock

    89
  • Common Stock

    421
Footnotes (3)
  • [F1]Represents a grant of restricted stock, 50% of which vested on March 3, 2011, an additional 25% vested on March 3, 2012 and the final 25% vests on March 3, 2013.
  • [F2]Represents a grant of restricted stock, 50% of which vested on May 22, 2010, an additional 25% vested on May 22, 2011 and the final 25% vested on May 22, 2012.
  • [F3]Pursuant to the existing terms of this stock purchase warrant, the Issuer exercised its option to cause the conversion of the warrant, on a cashless basis, for the number of shares of Common Stock reported on this Form 4 as acquired by the Reporting Person upon conversion of the warrant. As a result of such cashless conversion of the warrant, the Reporting Person's rights under the warrant were limited solely to the right to receive upon surrender of the warrant certificate the net number of shares reported reported as acquired in Table I hereof, and the Reporting Person's exercise rights to acquire any additional shares under the warrant were extinguished.

Issuer

TAYLOR CAPITAL GROUP INC

CIK 0001025536

Entity typeother

Related Parties

1
  • filerCIK 0001501992

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 2:54 PM ET
Size
8.8 KB