4//SEC Filing
Lowe R Atticus 4
Accession 0001181431-12-046391
CIK 0000008504other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 5:06 PM ET
Size
8.7 KB
Accession
0001181431-12-046391
Insider Transaction Report
Form 4
Lowe R Atticus
10% Owner
Transactions
- Other
Common Stock
2012-08-15+128,585→ 128,585 total
Holdings
- 14,934,859(indirect: By LLC)
Common Stock
- 2,417,660(indirect: By LLC)
Series A Preferred Stock
- 11,812,469(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Pro rata liquidating distribution of Issuer's common stock from Montecito Venture Partners, LLC, of which Mr. Lowe is a member. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 pursuant to Rule 16a-13, and is being reported here for informational purposes only.
- [F2]Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund are managed by West Coast Asset Management, Inc. (the "Investment Manager"). Reporting Person serves on the investment committee of the Investment Manager. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other person.
- [F3]Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the Board of Managers. Reporting Person disclaims beneficial ownership of all securitires reported herein, except to the extent of his pencuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other person.
- [F4]Shares held in IRA
Documents
Issuer
EnerJex Resources, Inc.
CIK 0000008504
Entity typeother
Related Parties
1- filerCIK 0001407604
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 5:06 PM ET
- Size
- 8.7 KB