GOODMEN WILLIAM WALTER 4
4 · STAAR SURGICAL CO · Filed Aug 22, 2012
Insider Transaction Report
Form 4
GOODMEN WILLIAM WALTER
Global VP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2012-08-20$4.69/sh+16,667$78,168→ 31,667 total - Sale
Common Stock
2012-08-20$6.97/sh−16,667$116,217→ 15,000 total - Exercise/Conversion
Common Stock Options
2012-08-20−16,667→ 16,667 totalExercise: $4.69Exp: 2020-08-15→ Common Stock (16,667 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.90 to $7.05, inclusive.
- [F2]Includes (i) 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria; and (ii) 7,500 PARS, subject to forfeiture and vesting in a single installment on March 2, 2015, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F3]As of the completion of the reported transactions Mr. Goodmen also held unvested options to purchase 50,001 shares of Common Stock.
- [F4]The options are part of grant of 50,000 options that first become exercisable as follows: 16,666 shares on 8/16/11, 16,667 shares on 8/16/12 and 16,667 shares on 8/16/13.