4//SEC Filing
PERRY MARK W 4
Accession 0001181431-12-048961
CIK 0001383729other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 2:59 PM ET
Size
13.3 KB
Accession
0001181431-12-048961
Insider Transaction Report
Form 4
PERRY MARK W
10% Owner
Transactions
- Other
Common Stock
2012-09-04−45,000→ 0 total(indirect: See Note 4) - Other
Common Stock
2012-09-04+400→ 400 total(indirect: See Note 9) - Other
Common Stock
2012-09-04−4,500,000→ 9,038,379 total(indirect: See Note 2) - Other
Common Stock
2012-09-04+45,000→ 45,000 total(indirect: See Note 4) - Other
Common Stock
2012-09-04+1,333→ 1,833 total(indirect: See Note 7)
Footnotes (9)
- [F1]New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 4,500,000 shares of common stock of the Issuer to its general partner and its limited partners on September 4, 2012.
- [F2]The Reporting Person is a manager of NEA 12 GP, LLC, ("NEA 12 LLC") which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934 (the "1934 Act"), as amended, or otherwise of the shares held by NEA 12, except to the extent of his pecuniary interest therein.
- [F3]NEA Partners 12 received 45,000 shares of common stock of the Issuer in the distribution by NEA 12 on September 4, 2012.
- [F4]The Reporting Person is a manager of NEA 12 LLC, which is the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA Partners 12, except to the extent of his pecuniary interest therein.
- [F5]NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 45,000 shares of common stock of the Issuer to its limited partners on September 4, 2012.
- [F6]The Perry Residential Trust u/a 3/27/99 as amended, Mark W. Perry and Mauree Jane Perry, Trustees, (the "Perry Residential Trust") received 1,333 shares of the common stock of the Issuer in the distribution by NEA Partners 12.
- [F7]The securities are held directly by the Perry Residential Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of the securities held by the Perry Residential Trust, except to the extent of his pecuniary interest therein.
- [F8]The Perry Investment Partnership received 400 shares of the common stock of the Issuer in the distribution by NEA Partners 12.
- [F9]The securities are held directly by the Perry Investment Partnership. The Reporting Person disclaims benefidical ownership wihtin the meaning of Section 16 of the 1934 Act, as amended, of the securities held by the Perry Investment Partnership, except to the extent of his pecuniary interest therein.
Documents
Issuer
FUSION-IO, INC.
CIK 0001383729
Entity typeother
Related Parties
1- filerCIK 0001062466
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 2:59 PM ET
- Size
- 13.3 KB