4//SEC Filing
MANN JAMES L 4
Accession 0001181431-12-050487
CIK 0001337274other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 2:24 PM ET
Size
6.1 KB
Accession
0001181431-12-050487
Insider Transaction Report
Form 4
MANN JAMES L
Director
Transactions
- Award
Time-Based Restricted Stock Unit
2012-09-12+1,868→ 1,868 totalExercise: $0.00→ Units (1,868 underlying)
Footnotes (2)
- [F1]Time-Based Restricted Stock Units ("RSU") vest over four years with 28% vesting on the first anniversary of the date of grant ("Time RSU Initial Vesting Date"), and the remaining 72% vesting in equal monthly installments over the 36 months following the Time RSU Initial Vesting Date. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control that meets the requirements of a "change in control event" under Section 409A of the Internal Revenue Code, (ii) the Reporting Person's separation from service to SunGard without cause, or (iii) the date that is four years after the date of grant. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
Documents
Issuer
SUNGARD CAPITAL CORP II
CIK 0001337274
Entity typeother
Related Parties
1- filerCIK 0001214676
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 2:24 PM ET
- Size
- 6.1 KB