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GENWORTH FINANCIAL INC·4

Sep 17, 4:05 PM ET

Roday Leon E 4

4 · GENWORTH FINANCIAL INC · Filed Sep 17, 2012

Insider Transaction Report

Form 4
Period: 2012-09-13
GENWORTH FINANCIAL INCGNW
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2012-09-13+3,913→ 47,196 total
  • Tax Payment

    Class A Common Stock

    2012-09-13$5.76/sh−1,260$7,258→ 45,936 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-09-13−3,913→ 3,913 total
    → Class A Common Stock (3,913 underlying)
Holdings

  • Class A Common Stock

    (indirect: By Trust)
    10

  • Class A Common Stock

    (indirect: By Trust)
    10

  • Class A Common Stock

    (indirect: By GRAT)
    14,413
Footnotes (3)
  • [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
  • [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On September 19, 2011, 23,587 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 14,413 shares remaining in the GRAT.
  • [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 9/13/2012.

Documents

2 files