4//SEC Filing
Roday Leon E 4
Accession 0001181431-12-050767
CIK 0001276520other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:05 PM ET
Size
16.4 KB
Accession
0001181431-12-050767
Insider Transaction Report
Form 4
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Class A Common Stock
2012-09-13+3,913→ 47,196 total - Tax Payment
Class A Common Stock
2012-09-13$5.76/sh−1,260$7,258→ 45,936 total - Exercise/Conversion
Restricted Stock Units
2012-09-13−3,913→ 3,913 total→ Class A Common Stock (3,913 underlying)
Holdings
- 10(indirect: By Trust)
Class A Common Stock
- 10(indirect: By Trust)
Class A Common Stock
- 14,413(indirect: By GRAT)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On September 19, 2011, 23,587 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 14,413 shares remaining in the GRAT.
- [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 9/13/2012.
Issuer
GENWORTH FINANCIAL INC
CIK 0001276520
Entity typeother
Related Parties
1- filerCIK 0001290509
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 4:05 PM ET
- Size
- 16.4 KB