4//SEC Filing
Isom Jeff 4
Accession 0001181431-12-050845
CIK 0000822083other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 6:02 PM ET
Size
9.9 KB
Accession
0001181431-12-050845
Insider Transaction Report
Form 4
Isom Jeff
EVP of Finance and Accounting
Transactions
- Exercise/Conversion
Original Common Stock
2012-09-14$10.88/sh+3,600$39,170→ 89,955 total - Exercise/Conversion
Employee stock option (right to buy)
2012-09-14−3,600→ 0 totalExercise: $10.88From: 2005-10-01Exp: 2015-04-01→ Original Common Stock (3,600 underlying)
Holdings
- 36,920(indirect: By ESOP)
Original Common Stock
Footnotes (5)
- [F1]Includes 4,500 restricted stock units granted to the reporting person on April 1, 2012. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2017, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
- [F2]Includes 4,500 restricted stock units granted to the reporting person on April 1, 2011. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2016, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
- [F3]Includes 6,000 restricted stock units granted to the reporting person on April 1, 2010. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2015, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
- [F4]Includes 30,000 shares of restricted stock granted to the reporting person on December 17, 2008. These shares vested or will vest in equal installments, rounded down to the nearest whole number to avoid the issuance of any fractional shares, over a seven-year period, beginning with the first anniversary of the date of grant, December 17, 2009, and continuing each 17th day of December until December 17, 2015. Vesting of these shares accelerates upon a "change in control," or "initial public listing" of the common stock, of PlainsCapital Corporation.
- [F5]Represents shares allocated to the account of the reporting person pursuant to the Plains Capital Corporation Employee Stock Ownership Plan and reflects additional shares allocated since the reporting person last filed a report on Form 4.
Documents
Issuer
PLAINSCAPITAL CORP
CIK 0000822083
Entity typeother
Related Parties
1- filerCIK 0001456810
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 6:02 PM ET
- Size
- 9.9 KB