EDELMAN FINANCIAL GROUP INC.·4

Sep 20, 5:26 PM ET

Moore Edward P 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Sep 20, 2012

Insider Transaction Report

Form 4
Period: 2012-09-20
Moore Edward P
Executive Vice President
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2012-09-207,7370 total
    Exercise: $8.85Common Stock (7,737 underlying)
  • Other

    Common Stock

    2012-09-20$8.85/sh99,743$882,7260 total
  • Disposition to Issuer

    Restricted Stock Units

    2012-09-2013,5280 total
    Exercise: $8.85Common Stock (13,528 underlying)
Footnotes (4)
  • [F1]The Restricted Stock Units, which provided for vesting 25% on the date of grant, 50% on March 15, 2012, 75% on March 15, 2013, 75% on March 15, 2014, were canceled in the merger in exchange for a cash payment of $8.85 per share.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were issued pursuant to the Issuer's Long-term Incentive Plan.
  • [F3]The Restricted Stock Units, which provded for vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, 75% on March 15, 2015, were canceled in the merger in exchange for a cash payment of $8.85 per share.
  • [F4]Disposed pursuant to merger agreement among The Edelman Financial Group Inc., Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share.

Documents

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