4//SEC Filing
SANDERS DON A 4
Accession 0001181431-12-051635
CIK 0001071341other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:26 PM ET
Size
13.4 KB
Accession
0001181431-12-051635
Insider Transaction Report
Form 4
SANDERS DON A
DirectorVice Chairman
Transactions
- Other
Common Stock
2012-09-20$8.85/sh−1,036,301$9,171,264→ 951,549 total - Other
Common Stock
2012-09-20$8.85/sh−52,164$461,651→ 0 total(indirect: By Trust) - Other
Common Stock
2012-09-20$8.85/sh−951,549$8,421,209→ 0 total - Disposition to Issuer
Restricted Stock Units
2012-09-20−51,732→ 0 totalExercise: $8.85→ Common Stock (16,512 underlying) - Disposition to Issuer
Restricted Stock Units
2012-09-20−33,022→ 0 totalExercise: $8.85→ Common Stock (33,022 underlying)
Footnotes (8)
- [F1]Mr. Sanders disclaims beneficial ownership of these shares.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units, which provide for vesting 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014, were canceled in connection with the merger in exchange for a chash payment of $8.85 per share.
- [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
- [F5]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan.
- [F6]The restricted stock units, which provide for vesting 25% on the date of grant, 50% on March 7, 2011, 75% on March 7, 2012, and 100% on March 7, 2013, were canceled in connection with the merger in exchange for a chash payment of $8.85 per share.
- [F7]Disposed in connection with merger agreement among The Edelman Financial Group Inc., Summer Holdings II, Inc., and Summer Merger Sub, Inc. Shares were contributed to Lee Summer, LP at a value of $8.85 per share.
- [F8]Disposed pursuant to merger agreement among The Edelman Financial Group Inc., Summer Holdings II, Inc., and Summer Merger Sub, Inc in exchange for $8.85 in cash per share.
Documents
Issuer
EDELMAN FINANCIAL GROUP INC.
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0000904778
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:26 PM ET
- Size
- 13.4 KB