Unger John Thomas 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Sep 20, 2012

Form 4

Period: 2012-09-20

Sr. VP and General Counsel

Transactions

Other
Common Stock
2012-09-20$8.85/sh−44,787$396,365→ 0 total
Disposition to Issuer
Restricted Stock Unit
2012-09-20−17,965→ 0 total
Exercise: $8.85→ Common Stock (17,965 underlying)
Disposition to Issuer
Restricted Stock Units
2012-09-20−13,969→ 0 total
Exercise: $8.85→ Common Stock (13,969 underlying)
Disposition to Issuer
Stock Option (Right to But)
2012-09-20−10,000→ 0 total
Exercise: $16.81From: 2005-07-01Exp: 2015-07-01→ Common Stock (10,000 underlying)

Footnotes (7)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
[F2]The restricted stock units, which provided or vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
[F3]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan
[F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan
[F5]The restricted stock units, which provided or vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2013, and 100% on March 15, 2014, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
[F6]Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share.
[F7]Cancelled pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc.

Documents

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