4//SEC Filing
Unger John Thomas 4
Accession 0001181431-12-051636
CIK 0001071341other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:27 PM ET
Size
12.2 KB
Accession
0001181431-12-051636
Insider Transaction Report
Form 4
Unger John Thomas
Sr. VP and General Counsel
Transactions
- Other
Common Stock
2012-09-20$8.85/sh−44,787$396,365→ 0 total - Disposition to Issuer
Restricted Stock Unit
2012-09-20−17,965→ 0 totalExercise: $8.85→ Common Stock (17,965 underlying) - Disposition to Issuer
Restricted Stock Units
2012-09-20−13,969→ 0 totalExercise: $8.85→ Common Stock (13,969 underlying) - Disposition to Issuer
Stock Option (Right to But)
2012-09-20−10,000→ 0 totalExercise: $16.81From: 2005-07-01Exp: 2015-07-01→ Common Stock (10,000 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F2]The restricted stock units, which provided or vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
- [F3]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan
- [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan
- [F5]The restricted stock units, which provided or vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2013, and 100% on March 15, 2014, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
- [F6]Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share.
- [F7]Cancelled pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc.
Documents
Issuer
EDELMAN FINANCIAL GROUP INC.
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001333192
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:27 PM ET
- Size
- 12.2 KB