4//SEC Filing
Lyle W. Roger 4
Accession 0001181431-12-051659
CIK 0001418862other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 8:06 PM ET
Size
9.1 KB
Accession
0001181431-12-051659
Insider Transaction Report
Form 4
Kior IncKIOR
Lyle W. Roger
SVP of Operations
Transactions
- Sale
Class A Common Stock
2012-09-18$8.37/sh−6,893$57,694→ 21,236 total - Exercise/Conversion
Class A Common Stock
2012-09-14+25,000→ 28,229 total - Exercise/Conversion
Restricted Stock Unit
2012-09-14−25,000→ 100,000 totalExercise: $0.00→ Class A Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- [F2]The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- [F3]The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.60, inclusive.
- [F4]These restricted stock units were acquired September 14, 2011 as part of a total award of 125,000 restricted stock units, as reported on the reporting person's Form 3 filed on March 30, 2012. One fifth of such restricted stock units vested on September 14, 2012, and the remainder will vest in equal annual installments on September 14 of each of 2013, 2014, 2015 and 2016.
Documents
Issuer
Kior Inc
CIK 0001418862
Entity typeother
Related Parties
1- filerCIK 0001545802
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 8:06 PM ET
- Size
- 9.1 KB