TRIDENT CAPITAL FUND V LP 3
3 · QUALYS, INC. · Filed Sep 27, 2012
Insider Transaction Report
Form 3
QUALYS, INC.QLYS
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Holdings
- 278,981(indirect: See footnotes)
Common Stock
- 1,620(indirect: See footnotes)
Common Stock
- 8,073(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Series B Preferred Stock
→ Common Stock (3,743,844 underlying) - (indirect: See footnotes)
Series C Preferred Stock
→ Common Stock (269,599 underlying) - (indirect: See footnotes)
Series A Preferred Stock
→ Common Stock (1,346,877 underlying) - 1,545(indirect: See footnotes)
Common Stock
- 21,192(indirect: See footnotes)
Common Stock
Footnotes (7)
- [F1]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. As such, TCMV may be deemed to be the beneficial owner of the shares held directly by each of these Trident entities. TCMV disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F2]The reported securities are held directly by Trident Capital Fund-V, L.P.
- [F3]The reported securities are held directly by Trident Capital Parallel Fund-V, C.V.
- [F4]The reported securities are held directly by Trident Capital Fund-V Principals Fund, L.P.
- [F5]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund, L.P.
- [F6]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund (Q), L.P.
- [F7]Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and has no expiration date.