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3//SEC Filing

TRIDENT CAPITAL FUND V LP 3

Accession 0001181431-12-052242

CIK 0001107843other
View on SEC.govCompany Profile

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 8:08 PM ET

Size

35.4 KB

Accession

0001181431-12-052242

Insider Transaction Report

Form 3
Period: 2012-09-27
QUALYS, INC.QLYS
TRIDENT CAPITAL FUND V AFFILIATES FUND LP
10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Common Stock

    (indirect: See footnotes)
    1,545

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,620

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Common Stock

    (indirect: See footnotes)
    21,192
TRIDENT CAPITAL FUND V PRINCIPALS FUND L P
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,620

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Common Stock

    (indirect: See footnotes)
    21,192

  • Common Stock

    (indirect: See footnotes)
    1,545

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
TRIDENT CAPITAL FUND V AFFILIATES FUND Q LP
10% Owner
Holdings

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)

  • Common Stock

    (indirect: See footnotes)
    21,192

  • Common Stock

    (indirect: See footnotes)
    1,545

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,620
TRIDENT CAPITAL FUND V LP
10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,620

  • Common Stock

    (indirect: See footnotes)
    1,545

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Common Stock

    (indirect: See footnotes)
    21,192
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Common Stock

    (indirect: See footnotes)
    1,620

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,545

  • Common Stock

    (indirect: See footnotes)
    21,192
TRIDENT CAPITAL PARALLEL FUND V CV
10% Owner
Holdings

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,743,844 underlying)

  • Common Stock

    (indirect: See footnotes)
    21,192

  • Common Stock

    (indirect: See footnotes)
    1,620

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (269,599 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,346,877 underlying)

  • Common Stock

    (indirect: See footnotes)
    278,981

  • Common Stock

    (indirect: See footnotes)
    8,073

  • Common Stock

    (indirect: See footnotes)
    1,545
Footnotes (7)
  • [F1]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. As such, TCMV may be deemed to be the beneficial owner of the shares held directly by each of these Trident entities. TCMV disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  • [F2]The reported securities are held directly by Trident Capital Fund-V, L.P.
  • [F3]The reported securities are held directly by Trident Capital Parallel Fund-V, C.V.
  • [F4]The reported securities are held directly by Trident Capital Fund-V Principals Fund, L.P.
  • [F5]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund, L.P.
  • [F6]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund (Q), L.P.
  • [F7]Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

Documents

1 file

Issuer

QUALYS, INC.

CIK 0001107843

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001123623

Filing Metadata

Form type
3
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 8:08 PM ET
Size
35.4 KB
View on SEC.gov