Smith Frank T JR 4
4 · DUNE ENERGY INC · Filed Oct 1, 2012
Insider Transaction Report
Form 4
DUNE ENERGY INCDUNR
Smith Frank T JR
Chief Financial Officer
Transactions
- Award
Common Stock, $.001 par value
2012-10-01+100,000→ 136,034 total - Disposition to Issuer
Common Stock, $.001 par value
2012-09-30−660→ 36,034 total
Footnotes (3)
- [F1]Represents shares of Restricted Stock awarded pursuant to certain Employment and Restricted Stock Agreements (the "Agreements") entered into between the Issuer and the Reporting Person dated October 1, 2009. 660 of such shares did not vest in accordance with certain performance-based criteria set forth in the Agreements.
- [F2]Includes 33,800 shares granted pursuant to the 2012 Dune Energy, Inc. Stock Incentive Plan, of which 11,266 shares vest on March 5, 2013, 11,267 shares vest on March 5, 2014 and 11,267 shares vest on March 11, 2015.
- [F3]Represents shares of Restricted Stock awarded pursuant to an Employment Agreement entered into between the Issuer and the Reporting Person effective October 1, 2012. Such shares vest in three equal installments on October 1, 2013, 2014 and 2015.