FULLER MORTIMER B III 4
4 · GENESEE & WYOMING INC · Filed Oct 2, 2012
Insider Transaction Report
Form 4
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
- Award
Class A Common Stock, $0.01 par value
2012-09-30$67.91/sh+391$26,553→ 17,244 total
Holdings
- 5,955.5(indirect: By Spouse)
Class A Common Stock, $0.01 par value
- 98,675(indirect: By Trust)
Class B Common Stock, $0.01 par value
- 1,124,863
Class B Common Stock, $0.01 par value
- 5,748(indirect: By Spouse)
Class B Common Stock, $0.01 par value
Footnotes (4)
- [F1]These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Second Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.
- [F2]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- [F3]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
- [F4]These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.