ZBB ENERGY CORP·4

Oct 2, 5:56 PM ET

Apfelbach Eric C 4

4 · ZBB ENERGY CORP · Filed Oct 2, 2012

Insider Transaction Report

Form 4
Period: 2012-09-30
Apfelbach Eric C
DirectorCEO
Transactions
  • Award

    Restricted Stock Units

    2012-09-30+450,000450,000 total
    Common Stock (450,000 underlying)
Holdings
  • Common Stock

    100,812
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F2]Represents a restricted stock unit award granted on March 23, 2012 and earned on September 30, 2012 based on the satisfaction of certain performance-based vesting requirements. The restricted stock units are payable at the earlier of (1) six months following separation from service and (2) the date of a change in control.

Documents

1 file
  • 4
    rrd357373.xmlPrimary

    APFELBACH RSUS