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4//SEC Filing

TRIDENT CAPITAL FUND V LP 4

Accession 0001181431-12-053507

CIK 0001107843other
View on SEC.govCompany Profile

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 7:17 PM ET

Size

52.7 KB

Accession

0001181431-12-053507

Insider Transaction Report

Form 4
Period: 2012-10-03
QUALYS, INC.QLYS
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2012-10-03−102,325→ 0 total(indirect: See footnotes)
    → Common Stock (102,325 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,468→ 0 total(indirect: See footnotes)
    → Common Stock (7,468 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−7,802→ 0 total(indirect: See footnotes)
    → Common Stock (7,802 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,494→ 0 total(indirect: See footnotes)
    → Common Stock (1,494 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−108,359→ 0 total(indirect: See footnotes)
    → Common Stock (108,359 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−21,758→ 0 total(indirect: See footnotes)
    → Common Stock (21,758 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−269,599→ 0 total(indirect: See footnotes)
    → Common Stock (269,599 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,826→ 0 total(indirect: See footnotes)
    → Common Stock (7,826 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,566→ 0 total(indirect: See footnotes)
    → Common Stock (1,566 underlying)
  • Conversion

    Common Stock

    2012-10-03+5,360,320→ 5,639,301 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+148,783→ 156,856 total(indirect: See footnotes)
  • Conversion

    Series B Preferred Stock

    2012-10-03−284,432→ 0 total(indirect: See footnotes)
    → Common Stock (284,432 underlying)
  • Conversion

    Common Stock

    2012-10-03+407,238→ 428,430 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+31,150→ 32,770 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+29,724→ 31,269 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−1,346,877→ 0 total(indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−32,622→ 0 total(indirect: See footnotes)
    → Common Stock (32,622 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−20,762→ 0 total(indirect: See footnotes)
    → Common Stock (20,762 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−3,743,844→ 0 total(indirect: See footnotes)
    → Common Stock (3,743,844 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−20,481→ 0 total(indirect: See footnotes)
    → Common Stock (20,481 underlying)
TRIDENT CAPITAL FUND V LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-10-03+148,783→ 156,856 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−1,346,877→ 0 total(indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−3,743,844→ 0 total(indirect: See footnotes)
    → Common Stock (3,743,844 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−20,762→ 0 total(indirect: See footnotes)
    → Common Stock (20,762 underlying)
  • Conversion

    Common Stock

    2012-10-03+31,150→ 32,770 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−32,622→ 0 total(indirect: See footnotes)
    → Common Stock (32,622 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,826→ 0 total(indirect: See footnotes)
    → Common Stock (7,826 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−21,758→ 0 total(indirect: See footnotes)
    → Common Stock (21,758 underlying)
  • Conversion

    Common Stock

    2012-10-03+5,360,320→ 5,639,301 total(indirect: See footnotes)
  • Conversion

    Series C Preferred Stock

    2012-10-03−20,481→ 0 total(indirect: See footnotes)
    → Common Stock (20,481 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,566→ 0 total(indirect: See footnotes)
    → Common Stock (1,566 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,494→ 0 total(indirect: See footnotes)
    → Common Stock (1,494 underlying)
  • Conversion

    Common Stock

    2012-10-03+407,238→ 428,430 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,468→ 0 total(indirect: See footnotes)
    → Common Stock (7,468 underlying)
  • Conversion

    Common Stock

    2012-10-03+29,724→ 31,269 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−102,325→ 0 total(indirect: See footnotes)
    → Common Stock (102,325 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−284,432→ 0 total(indirect: See footnotes)
    → Common Stock (284,432 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−108,359→ 0 total(indirect: See footnotes)
    → Common Stock (108,359 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−269,599→ 0 total(indirect: See footnotes)
    → Common Stock (269,599 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−7,802→ 0 total(indirect: See footnotes)
    → Common Stock (7,802 underlying)
TRIDENT CAPITAL PARALLEL FUND V CV
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2012-10-03−1,346,877→ 0 total(indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−3,743,844→ 0 total(indirect: See footnotes)
    → Common Stock (3,743,844 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−21,758→ 0 total(indirect: See footnotes)
    → Common Stock (21,758 underlying)
  • Conversion

    Common Stock

    2012-10-03+5,360,320→ 5,639,301 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+148,783→ 156,856 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+31,150→ 32,770 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,826→ 0 total(indirect: See footnotes)
    → Common Stock (7,826 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,468→ 0 total(indirect: See footnotes)
    → Common Stock (7,468 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−284,432→ 0 total(indirect: See footnotes)
    → Common Stock (284,432 underlying)
  • Conversion

    Common Stock

    2012-10-03+407,238→ 428,430 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+29,724→ 31,269 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−102,325→ 0 total(indirect: See footnotes)
    → Common Stock (102,325 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−32,622→ 0 total(indirect: See footnotes)
    → Common Stock (32,622 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−108,359→ 0 total(indirect: See footnotes)
    → Common Stock (108,359 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−20,762→ 0 total(indirect: See footnotes)
    → Common Stock (20,762 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−20,481→ 0 total(indirect: See footnotes)
    → Common Stock (20,481 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,566→ 0 total(indirect: See footnotes)
    → Common Stock (1,566 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−269,599→ 0 total(indirect: See footnotes)
    → Common Stock (269,599 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−7,802→ 0 total(indirect: See footnotes)
    → Common Stock (7,802 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,494→ 0 total(indirect: See footnotes)
    → Common Stock (1,494 underlying)
TRIDENT CAPITAL FUND V PRINCIPALS FUND L P
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2012-10-03−1,346,877→ 0 total(indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,826→ 0 total(indirect: See footnotes)
    → Common Stock (7,826 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−3,743,844→ 0 total(indirect: See footnotes)
    → Common Stock (3,743,844 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−20,481→ 0 total(indirect: See footnotes)
    → Common Stock (20,481 underlying)
  • Conversion

    Common Stock

    2012-10-03+29,724→ 31,269 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−102,325→ 0 total(indirect: See footnotes)
    → Common Stock (102,325 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−108,359→ 0 total(indirect: See footnotes)
    → Common Stock (108,359 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−20,762→ 0 total(indirect: See footnotes)
    → Common Stock (20,762 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,494→ 0 total(indirect: See footnotes)
    → Common Stock (1,494 underlying)
  • Conversion

    Common Stock

    2012-10-03+148,783→ 156,856 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+5,360,320→ 5,639,301 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+407,238→ 428,430 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−32,622→ 0 total(indirect: See footnotes)
    → Common Stock (32,622 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,468→ 0 total(indirect: See footnotes)
    → Common Stock (7,468 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−284,432→ 0 total(indirect: See footnotes)
    → Common Stock (284,432 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−7,802→ 0 total(indirect: See footnotes)
    → Common Stock (7,802 underlying)
  • Conversion

    Common Stock

    2012-10-03+31,150→ 32,770 total(indirect: See footnotes)
  • Conversion

    Series B Preferred Stock

    2012-10-03−21,758→ 0 total(indirect: See footnotes)
    → Common Stock (21,758 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−269,599→ 0 total(indirect: See footnotes)
    → Common Stock (269,599 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,566→ 0 total(indirect: See footnotes)
    → Common Stock (1,566 underlying)
TRIDENT CAPITAL FUND V AFFILIATES FUND LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-10-03+29,724→ 31,269 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−102,325→ 0 total(indirect: See footnotes)
    → Common Stock (102,325 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,826→ 0 total(indirect: See footnotes)
    → Common Stock (7,826 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−284,432→ 0 total(indirect: See footnotes)
    → Common Stock (284,432 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−21,758→ 0 total(indirect: See footnotes)
    → Common Stock (21,758 underlying)
  • Conversion

    Common Stock

    2012-10-03+148,783→ 156,856 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+5,360,320→ 5,639,301 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−32,622→ 0 total(indirect: See footnotes)
    → Common Stock (32,622 underlying)
  • Conversion

    Series A Preferred Stock

    2012-10-03−7,468→ 0 total(indirect: See footnotes)
    → Common Stock (7,468 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−3,743,844→ 0 total(indirect: See footnotes)
    → Common Stock (3,743,844 underlying)
  • Conversion

    Common Stock

    2012-10-03+407,238→ 428,430 total(indirect: See footnotes)
  • Conversion

    Common Stock

    2012-10-03+31,150→ 32,770 total(indirect: See footnotes)
  • Conversion

    Series A Preferred Stock

    2012-10-03−1,346,877→ 0 total(indirect: See footnotes)
    → Common Stock (1,346,877 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−108,359→ 0 total(indirect: See footnotes)
    → Common Stock (108,359 underlying)
  • Conversion

    Series B Preferred Stock

    2012-10-03−20,762→ 0 total(indirect: See footnotes)
    → Common Stock (20,762 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−269,599→ 0 total(indirect: See footnotes)
    → Common Stock (269,599 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−20,481→ 0 total(indirect: See footnotes)
    → Common Stock (20,481 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−7,802→ 0 total(indirect: See footnotes)
    → Common Stock (7,802 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,566→ 0 total(indirect: See footnotes)
    → Common Stock (1,566 underlying)
  • Conversion

    Series C Preferred Stock

    2012-10-03−1,494→ 0 total(indirect: See footnotes)
    → Common Stock (1,494 underlying)
Footnotes (7)
  • [F1]Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F2]The reported securities are held directly by Trident Capital Fund-V, L.P.
  • [F3]The reported securities are held directly by Trident Capital Parallel Fund-V, C.V.
  • [F4]The reported securities are held directly by Trident Capital Fund-V Principals Fund, L.P.
  • [F5]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund, L.P.
  • [F6]The reported securities are held directly by Trident Capital Fund-V Affiliates Fund (Q), L.P.
  • [F7]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. As such, TCMV may be deemed to be the beneficial owner of the shares held directly by each of these Trident entities. TCMV disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Documents

1 file

Issuer

QUALYS, INC.

CIK 0001107843

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001123623

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 7:17 PM ET
Size
52.7 KB
View on SEC.gov