Molson R Ian 4

4 · Alphatec Holdings, Inc. · Filed Oct 9, 2012

Form 4

Period: 2012-07-25

Director

Transactions

Award
NQ Stock Option
2012-07-25$1.69/sh+21,170$35,777→ 89,244 total
Exercise: $1.69From: 2013-07-25Exp: 2022-07-25→ Common stock (21,170 underlying)
Award
Restricted Common Stock
2012-07-25+26,272→ 102,209 total

Holdings

NQ Stock Option
Exercise: $3.93From: 2008-08-22Exp: 2017-08-22→ Common Stock (7,500 underlying)
7,500
NQ Stock Option
Exercise: $4.78From: 2009-07-31Exp: 2018-07-31→ Common Stock (7,500 underlying)
15,000
NQ Stock Option
Exercise: $4.45From: 2010-08-04Exp: 2019-08-04→ Common Stock (40,000 underlying)
43,074
NQ Stock Option
Exercise: $2.31From: 2011-11-04Exp: 2020-11-04→ Common Stock (20,574 underlying)
43,074
NQ Stock Option
Exercise: $2.86From: 2012-07-27Exp: 2021-07-27→ Common Stock (25,000 underlying)
68,074
NQ Stock Option
Exercise: $2.31From: 2011-11-04Exp: 2020-11-04→ Common Stock (7,500 underlying)
22,500
Common Stock
(indirect: See FN #6)
199,988

Footnotes (6)

[F1]Exercise price per share
[F2]The options vest in three equal tranches over three years.
[F3]Represents number of shares of common stock issuable upon exercise.
[F4]Reflects all transactions set forth in this Form 4.
[F5]The shares vest over one year, with 100% of the shares being vested in one year.
[F6]Such shares of common stock are held by the Swiftsure Trust. Mr. Molosn controls Nantel Investment Ltd., which is the benificiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportianate pecuniary interest in such shares.

Documents

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