SHEEN MICHAEL J 4
4 · GEOSPACE TECHNOLOGIES CORP · Filed Oct 24, 2012
Insider Transaction Report
Form 4
SHEEN MICHAEL J
DirectorSVP & Chief Technical Officer
Transactions
- Sale
Common Stock, par value $.01 per share
2012-10-22$67.17/sh−10,517$706,406→ 51,097 total - Sale
Common Stock, par value $.01 per share
2012-10-23$64.54/sh−7,760$500,836→ 17,716 total - Sale
Common Stock, par value $.01 per share
2012-10-22$66.06/sh−9,621$635,573→ 41,476 total - Sale
Common Stock, par value $.01 per share
2012-10-22$68.57/sh−3,018$206,950→ 61,614 total - Sale
Common Stock, par value $.01 per share
2012-10-24$63.58/sh−2,154$136,950→ 11,322 total - Sale
Common Stock, par value $.01 per share
2012-10-24$65.63/sh−400$26,252→ 8,322 total - Sale
Common Stock, par value $.01 per share
2012-10-23$65.38/sh−4,240$277,219→ 13,476 total - Sale
Common Stock, par value $.01 per share
2012-10-24$66.50/sh−1,025$68,163→ 7,297 total - Exercise/Conversion
Options (right to buy)
2012-10-22$8.78/sh−23,156$203,310→ 15,000 totalExercise: $8.78From: 2012-12-05Exp: 2018-12-05→ Common Stock (23,156 underlying) - Exercise/Conversion
Common Stock, par value $.01 per share
2012-10-22$8.78/sh+23,156$203,310→ 64,632 total - Sale
Common Stock, par value $.01 per share
2012-10-22$67.53/sh−16,000$1,080,475→ 25,476 total - Exercise of In-Money
Common Stock, par value $.01 per share
2012-10-24$64.71/sh−2,600$168,256→ 8,722 total
Footnotes (14)
- [F1]These shares were issued upon the exercise of options (described in Table II) and then immediately sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.07 to $65.05, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.08 to $65.65, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.60 to $64.09, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 to $65.33, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.49 to $66.00, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.57 to $68.63, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- [F4]This option will become exercisable in four equal annual installments, and will be fully exercisable on December 5, 2012.
- [F5]Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in column 2 of this Table II
- [F6]On October 18, 2012, the common stock of Geospace Corporation split 2-for-1, resulting in the reporting person's ownership of 20,738 additional shares of common stock and 19,078 additional options whose strike price was reduced to $8.78.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 to $67.57, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.54 to $66.51, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F9]The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person.