4//SEC Filing
Kasbaum John 4
Accession 0001181431-12-055498
CIK 0001418862other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 3:11 PM ET
Size
15.4 KB
Accession
0001181431-12-055498
Insider Transaction Report
Form 4
Kior IncKIOR
Kasbaum John
See Remarks
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-06-23−5,000→ 20,000 totalExercise: $0.00→ Class A Common Stock (5,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2012-10-22−25,000→ 535,000 totalExercise: $1.98Exp: 2020-07-27→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class A Common Stock
2012-06-23+5,000→ 7,100 total - Exercise/Conversion
Class A Common Stock
2012-10-22$1.98/sh+25,000$49,500→ 30,661 total - Sale
Class A Common Stock
2012-06-27$8.76/sh−1,439$12,598→ 5,661 total - Award
Restricted Stock Units
2011-06-23+25,000→ 25,000 totalExercise: $0.00→ Class A Common Stock (25,000 underlying)
Footnotes (7)
- [F1]Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On June 23, 2011, the reporting person received 25,000 restricted stock units, of which 1/5, or 5,000 units, were vested on June 23, 2012.
- [F2]These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
- [F3]This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $8.752 to $8.772, inclusive.
- [F4]Represents the conversion, upon exercise, of the stock options reported on Table II into Class A Common Stock.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- [F6]These restricted stock units were acquired June 23, 2011 as part of a total award of 25,000 restricted stock units. One fifth of such restricted stock units vested on June 23, 2012, and the remainder will vest in equal annual installments on June 23 of each of 2013, 2014, 2015 and 2016.
- [F7]These options were acquired July 28, 2010 as part of a total award of 560,000 incentive stock options, as reported on the reporting person's Form 3 filed on June 23, 2011. One-fifth of the total number of shares subject to the option vested on June 1, 2011, the one-year anniversary of the vesting commencement date of such options, and the remainder have vested and will continue to vest in 48 equal monthly installments until the fifth anniversary of the vesting commencement date.
Documents
Issuer
Kior Inc
CIK 0001418862
Entity typeother
Related Parties
1- filerCIK 0001523797
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 3:11 PM ET
- Size
- 15.4 KB