4//SEC Filing
MARRON & ASSOCIATES LLC 4
Accession 0001181431-12-057352
CIK 0001486800other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:43 PM ET
Size
19.3 KB
Accession
0001181431-12-057352
Insider Transaction Report
Form 4
MARRON DONALD B
10% Owner
Transactions
- Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total
LIGHTYEAR FUND II LP
10% Owner
Transactions
- Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total
Lightyear Fund II GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total - Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote)
Lightyear Fund II GP Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote)
MARRON & ASSOCIATES LLC
10% Owner
Transactions
- Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total - Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote)
Chestnut Venture Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock
2012-11-05$12.41/sh−18,992$235,691→ 13,561,617 total - Sale
Common Stock
2012-11-05$12.41/sh−95$1,179→ 70,173 total(indirect: See Footnote) - Sale
Common Stock
2012-11-06$12.17/sh−31,754$386,446→ 13,529,863 total - Sale
Common Stock
2012-11-06$12.17/sh−160$1,947→ 70,013 total(indirect: See Footnote)
Footnotes (5)
- [F1]Sales made pursuant to a Rule 10b5-1 plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.48, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.09 to $12.35, inclusive.
- [F4]The shares are held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.
- [F5]The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
Documents
Issuer
Higher One Holdings, Inc.
CIK 0001486800
Entity typeother
Related Parties
1- filerCIK 0001277195
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 4:43 PM ET
- Size
- 19.3 KB