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4//SEC Filing

SCHMITZ WILLIAM A 4

Accession 0001181431-12-058046

CIK 0001424640other
View on SEC.govCompany Profile

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 7:27 PM ET

Size

25.4 KB

Accession

0001181431-12-058046

Insider Transaction Report

Form 4
Period: 2012-11-08
Arista Power, Inc.OTCBB:ASPW
SCHMITZ WILLIAM A
DirectorCEO
Transactions
  • Award

    Option

    2012-11-08$1.67/sh+25,000$41,750→ 25,000 total
    Exercise: $1.67Exp: 2019-11-12→ Common Stock (25,000 underlying)
  • Award

    Warrant

    2012-11-08$1.67/sh+9,625$16,074→ 9,625 total
    Exercise: $1.67From: 2013-07-27Exp: 2021-07-27→ Common Stock (9,625 underlying)
  • Award

    Warrant

    2012-11-08$1.67/sh+21,875$36,531→ 21,875 total(indirect: By IRA)
    Exercise: $1.67From: 2013-07-27Exp: 2021-07-27→ Common Stock (21,875 underlying)
  • Disposition to Issuer

    Warrant

    2012-11-08$10.00/sh−9,625$96,250→ 0 total
    Exercise: $10.00From: 2013-07-27Exp: 2021-07-27→ Common Stock (9,625 underlying)
  • Disposition to Issuer

    Warrant

    2012-11-08$10.00/sh−21,875$218,750→ 0 total(indirect: By IRA)
    Exercise: $10.00From: 2013-07-27Exp: 2021-07-27→ Common Stock (21,875 underlying)
  • Disposition to Issuer

    Option

    2012-11-08$5.80/sh−25,000$145,000→ 0 total
    Exercise: $5.80Exp: 2019-11-12→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Option

    2012-11-08$5.80/sh−50,000$290,000→ 0 total
    Exercise: $5.80From: 2012-11-12Exp: 2019-11-12→ Common Stock (50,000 underlying)
  • Award

    Option

    2012-11-08$1.67/sh+50,000$83,500→ 50,000 total
    Exercise: $1.67From: 2012-11-12Exp: 2019-11-12→ Common Stock (50,000 underlying)
  • Award

    Warrant

    2012-11-08$1.67/sh+115,000$192,050→ 115,000 total
    Exercise: $1.67Exp: 2020-04-26→ Common Stock (115,000 underlying)
  • Disposition to Issuer

    Warrant

    2012-11-08$5.00/sh−115,000$575,000→ 0 total
    Exercise: $5.00Exp: 2020-04-26→ Common Stock (115,000 underlying)
Holdings

  • Common Stock

    323,832

  • Common Stock

    (indirect: By IRA)
    625,000
Footnotes (3)
  • [F1]The reported transactions involved an amendment to outstanding options and warrants, resulting in the deemed cancellation of the "old" options or warrants and the grant of replacement options or warrants, as applicable.
  • [F2]The option became exercisable in equal installments on November 12, 2010 and November 12, 2011.
  • [F3]The warrant became exercisable in equal installments on October 26, 2010, April 26, 2011, October 26, 2011 and April 26, 2012.

Documents

1 file

Issuer

Arista Power, Inc.

CIK 0001424640

→
Entity typeother

Related Parties

1
  • filerCIK 0001245197

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 7:27 PM ET
Size
25.4 KB
View on SEC.gov