ARTAL LUXEMBOURG S A 4
4 · Ceres, Inc. · Filed Nov 13, 2012
Insider Transaction Report
Form 4
Ceres, Inc.CERE
ARTAL LUXEMBOURG S A
10% Owner
Transactions
- Other
Common Stock
2012-11-09$4.84/sh+135,232$654,523→ 4,192,167 total
Footnotes (2)
- [F1]On November 9, 2012, Artal Luxembourg S.A. acquired 135,232 shares of Issuer common stock from one of its affiliates that is not a Reporting Person.
- [F2]The reported shares of Issuer common stock are owned directly by Artal Luxembourg S.A., which is a wholly owned subsidiary of Artal International S.C.A. Artal International Management S.A. is the managing partner of Artal International S.C.A., which is a wholly owned subsidiary of Artal Group S.A., which is a wholly owned subsidiary of Westend S.A, which is a wholly owned subsidiary of Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting. Accordingly, each of the Reporting Persons may be deemed to be beneficial owners of the reported securities. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.