MANN JAMES L 4
4 · SUNGARD CAPITAL CORP · Filed Nov 13, 2012
Insider Transaction Report
Form 4
MANN JAMES L
Director
Transactions
- Sale
Class A-8 Common Stock
2012-11-09$0.02/sh−772,222.222$15,444→ 0 total(indirect: By Trust) - Sale
Class L Common Stock
2012-11-09$65.03/sh−8,024.691$521,846→ 0 total(indirect: By Trust)Exercise: $0.00→ Class A-8 Common Stock (8,024.691 underlying)
Footnotes (1)
- [F1]Each share of Class L common stock automatically converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.