4//SEC Filing
Dalhouse Warner 4
Accession 0001181431-12-058825
CIK 0001239819other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:17 PM ET
Size
6.4 KB
Accession
0001181431-12-058825
Insider Transaction Report
Form 4
Dalhouse Warner
Director
Transactions
- Award
Common Stock Option (Right to Buy)
2012-11-13+54,356→ 54,356 totalExercise: $1.69Exp: 2022-11-13→ Common Stock (54,356 underlying)
Footnotes (3)
- [F1]The exercise price is equal to the closing price of the issuer's common stock on the Nasdaq Capital Market on the date of grant, November 13, 2012.
- [F2]This grant was made pursuant to the issuer's non-employee director compensation policy. The reporting person was initially awarded an option to purchase 120,000 shares of common stock upon his initial election to the issuer's board of directors on January 12, 2010. That option continues to vest through January 12, 2013. The reporting person was subsequently re-elected to the board for a term that continues through the issuer's 2014 annual meeting of stockholders. The number of shares underlying the option grant reported on this Form 4 is equal to 120,000 shares, which would be the grant for a full three-year term, prorated for the number of days between January 12, 2013 and the expected date of the 2014 annual meeting of stockholders.
- [F3]The option will vest in equal monthly installments of 3,882 shares beginning on February 12, 2013, with a final installment of 8 shares vesting on the date of the 2014 annual meeting of stockholders, in each case subject to the reporting person's continued service as a director of the issuer on the applicable vesting date.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeother
Related Parties
1- filerCIK 0001482297
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:17 PM ET
- Size
- 6.4 KB