4//SEC Filing
Blockinger Jeffrey C 4
Accession 0001181431-12-059436
CIK 0001403256other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:21 PM ET
Size
10.1 KB
Accession
0001181431-12-059436
Insider Transaction Report
Form 4
Blockinger Jeffrey C
Chief Legal Officer
Transactions
- Award
Class B Shares
2012-11-15+16,860→ 1,172,777 total - Award
Och-Ziff Operating Group A Units
2012-11-15+16,860→ 1,018,795 total→ Class A Shares (16,860 underlying)
Holdings
- 153,982(indirect: By Trust)
Och-Ziff Operating Group A Units
→ Class A Shares (153,982 underlying)
Footnotes (4)
- [F1]Class B Shares of Och-Ziff Capital Management Group LLC (the "Company") entitle the holder to one vote per share and generally vote together with the Class A Shares of the Company as a single class on matters submitted to a vote of security holders. The Class B Shares do not represent any economic interest in the Company (or any of its affiliates). Upon the exchange of one Och-Ziff Operating Group A Unit for one Class A Share (as described in footnote 3), one Class B Share will be canceled for no consideration.
- [F2]The Och-Ziff Operating Group A Units and the Class B Shares were issued to the Reporting Person upon the conversion of an equal number of other, non-equity partnership units (the "Units") of the Och-Ziff Operating Group (as defined in footnote 3 below) pursuant to the terms of such Units.
- [F3]One Och-Ziff Operating Group A Unit consists of one Class A Common Unit of each of OZ Advisors LP ("OZA"), OZ Advisors II LP ("OZA II") and OZ Management LP ("OZM," and together with OZA and OZA II, the "Och-Ziff Operating Group"). Pursuant to an exchange agreement, Mr. Blockinger may, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Och-Ziff Operating Group, exchange Och-Ziff Operating Group A Units for Class A Shares of the Company on a one-for-one basis, subject to exchange rate adjustments for splits, distributions and reclassifications. Upon the exchange of one Och-Ziff Operating Group A Unit for one Class A Share, one Class B Share will be canceled for no consideration.
- [F4]The Och-Ziff Operating Group A Units listed here are held in a trust. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
Documents
Issuer
Och-Ziff Capital Management Group LLC
CIK 0001403256
Entity typeother
Related Parties
1- filerCIK 0001417381
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:21 PM ET
- Size
- 10.1 KB