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4//SEC Filing

MOSHAYEDI MANOUCH 4

Accession 0001181431-12-060066

CIK 0001102741other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 6:15 PM ET

Size

12.0 KB

Accession

0001181431-12-060066

Insider Transaction Report

Form 4
Period: 2012-11-19
MOSHAYEDI MANOUCH
DirectorChief Executive Officer
Transactions
  • Gift

    Common Stock (Gifted)

    2012-05-091,133,9232,291,077 total(indirect: By Trust)
  • Purchase

    Common Stock

    2012-11-20$4.41/sh+54,829$241,7962,395,914 total(indirect: By Trust)
  • Purchase

    Common Stock

    2012-11-19$4.07/sh+50,008$203,5332,341,085 total(indirect: By Trust)
  • Purchase

    Common Stock

    2012-11-21$4.50/sh+32,828$147,7262,428,742 total(indirect: By Trust)
Holdings
  • Common Stock

    25,000
Footnotes (4)
  • [F1]On May 9, 2012, the reporting person made a bona fide gift to an irrevocable trust for the benefit of his descendants. The reporting person does not serve as a trustee of, or have voting or investment control over the securities held by, such trust. The reporting person transferred these shares as a gift in an exempt transaction pursuant to Rule 16b-5 of the Exchange Act. The reporting person disclaims beneficial ownership of the shares held by the trust. The reporting person would be obligated to disclose this gift on a Form 5 filing on or before February 14, 2013, but the reporting person's share acquisitions beginning on November 19, 2012 has now accelerated the disclosure of the gift.
  • [F2]The shares were acquired on November 19, 2012 in the open market. This transaction was executed in multiple trades at prices ranging from $3.96 to $4.14. The price reported above reflects the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.
  • [F3]The shares were acquired on November 20, 2012 in the open market. This transaction was executed in multiple trades at prices ranging from $4.07 to $4.50. The price reported above reflects the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.
  • [F4]The shares were acquired on November 21, 2012 in the open market. This transaction was executed in multiple trades at prices ranging from $4.48 to $4.50. The price reported above reflects the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.

Issuer

STEC, INC.

CIK 0001102741

Entity typeother

Related Parties

1
  • filerCIK 0001133785

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:15 PM ET
Size
12.0 KB