Earnings Feed
Start Free
Home/Filings/4/0001181431-12-060873
4//SEC Filing

FULLER MORTIMER B III 4

Accession 0001181431-12-060873

CIK 0001012620other
View on SEC.govCompany Profile

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 5:01 PM ET

Size

51.2 KB

Accession

0001181431-12-060873

Insider Transaction Report

Form 4
Period: 2012-11-26
GENESEE & WYOMING INCGWR
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-26$31.82/sh+583$18,551→ 17,849 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-26$31.38/sh+5,069$159,065→ 22,918 total
  • Sale

    Class A Common Stock, $0.01 par value

    2012-11-26$73.26/sh−5,674$415,677→ 17,244 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$39.08/sh+30,075$1,175,331→ 47,355 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$20.89/sh+3,978$83,100→ 55,313 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$31.12/sh+5,182$161,264→ 65,444 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$42.99/sh+36$1,548→ 17,280 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$22.98/sh+3,980$91,460→ 51,335 total
  • Sale

    Class A Common Stock, $0.01 par value

    2012-11-27$74.31/sh−500$37,155→ 17,244 total
  • Exercise/Conversion

    Stock Option (Right to Buy

    2012-11-27−4,949→ 0 total
    Exercise: $28.92Exp: 2014-05-28→ Class A Common Stock, $0.01 par value (4,949 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-27−36→ 2,500 total
    Exercise: $42.99Exp: 2013-05-26→ Class A Common Stock, $0.01 par value (36 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-27−3,980→ 0 total
    Exercise: $22.98Exp: 2014-02-26→ Class A Common Stock, $0.01 par value (3,980 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy

    2012-11-28−2,500→ 0 total
    Exercise: $42.99Exp: 2013-05-26→ Class A Common Stock, $0.01 par value (2,500 underlying)
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-26$42.99/sh+22$946→ 17,266 total
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-27$28.92/sh+4,949$143,125→ 60,262 total
  • Sale

    Class A Common Stock, $0.01 par value

    2012-11-27$72.63/sh−17,124$1,243,716→ 48,320 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-26−583→ 0 total
    Exercise: $31.82Exp: 2014-05-28→ Class A Common Stock, $0.01 par value (583 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-27−3,978→ 0 total
    Exercise: $20.89Exp: 2014-02-26→ Class A Common Stock, $0.01 par value (3,978 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-26−22→ 2,536 total
    Exercise: $42.99Exp: 2013-05-26→ Class A Common Stock, $0.01 par value (22 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-27−30,075→ 0 total
    Exercise: $39.08Exp: 2013-05-26→ Class A Common Stock, $0.01 par value (30,075 underlying)
  • Sale

    Class A Common Stock, $0.01 par value

    2012-11-27$73.25/sh−30,576$2,239,692→ 17,744 total
  • Sale

    Class A Common Stock, $0.01 par value

    2012-11-28$72.20/sh−2,500$180,500→ 17,244 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-11-26−5,069→ 0 total
    Exercise: $31.38Exp: 2014-08-30→ Class A Common Stock, $0.01 par value (5,069 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy

    2012-11-27−5,182→ 0 total
    Exercise: $31.12Exp: 2014-11-29→ Class A Common Stock, $0.01 par value (5,182 underlying)
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value

    2012-11-28$42.99/sh+2,500$107,475→ 19,744 total
Holdings

  • Class B Common Stock, $0.01 par value

    (indirect: By Spouse)
    5,748

  • Class A Common Stock, $0.01 par value

    (indirect: By Spouse)
    5,955.5

  • Class B Common Stock, $0.01 par value

    1,124,863

  • Class B Common Stock, $0.01 par value

    (indirect: By Trust)
    98,675
Footnotes (19)
  • [F1]The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  • [F10]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
  • [F11]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on February 27, 2012.
  • [F12]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  • [F13]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
  • [F14]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 27, 2009.
  • [F15]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in two installments beginning February 27, 2011.
  • [F16]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in two installments beginning February 27, 2010.
  • [F17]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  • [F18]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning February 27, 2010.
  • [F19]This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested on May 27, 2011.
  • [F2]Represents the weighted average sales price for the price increments ranging from $73.08 to $73.48.
  • [F3]Represents the weighted average sales price for the price increments ranging from $71.97 to $72.96.
  • [F4]Represents the weighted average sales price for the price increments ranging from $72.97 to $73.95.
  • [F5]Represents the weighted average sales price for the price increments ranging from $74.01 to $74.50.
  • [F6]Represents the weighted average sales price for the price increments ranging from $71.74 to $72.60.
  • [F7]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
  • [F8]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
  • [F9]These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.

Documents

1 file

Issuer

GENESEE & WYOMING INC

CIK 0001012620

→
Entity typeother
IncorporatedCT

Related Parties

1
  • filerCIK 0001032793

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 5:01 PM ET
Size
51.2 KB
View on SEC.gov