4//SEC Filing
FULLER MORTIMER B III 4
Accession 0001181431-12-061138
CIK 0001012620other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 5:40 PM ET
Size
22.8 KB
Accession
0001181431-12-061138
Insider Transaction Report
Form 4
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
- Conversion
Class B Common Stock, $.01 par value
2012-11-27−11,073→ 87,602 total(indirect: By Trust)→ Class A Common Stock, $.01par value (11,073 underlying) - Gift
Class A Common Stock, $.01 par value
2012-11-28−3,000→ 17,244 total - Gift
Class B Common Stock, $.01 par value
2012-11-27−4,000→ 1,175,246 total→ Class A Common Stock, $.01 par value (4,000 underlying) - Gift
Class B Common Stock, $.01 par value
2012-11-27−4,000→ 9,748 total(indirect: By Spouse)→ Class A Common Stock, $.01 par value (4,000 underlying) - Gift
Class B Common Stock, $.01 par value
2012-11-27−33,219→ 0 total(indirect: By Trust)→ Class A Common Stock, $.01 par value (33,219 underlying) - Conversion
Class A Common Stock, $.01 par value
2012-11-27+11,073→ 11,073 total(indirect: By Trust) - Gift
Class A Common Stock, $.01 par value
2012-11-27−11,073→ 0 total(indirect: By Trust) - Conversion
Class B Common Stock, $.01 par value
2012-11-28−3,000→ 1,172,246 total→ Class A Common Stock, $.01 par value (3,000 underlying) - Conversion
Class A Common Stock, $.01 par value
2012-11-28+3,000→ 20,244 total
Holdings
- 5,955.5(indirect: By Spouse)
Class A Common Stock, $0.01 par value
Footnotes (7)
- [F1]These shares were received upon conversion of Class B Common Stock held by a Grantor Retained Annuity Trust ("GRAT") upon the expiration of the GRAT term. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- [F2]These shares were previously reported as held in the GRAT, of which Mr. Fuller was the trustee. Mr. Fuller's term as trustee of the GRAT expired upon the expiration of the GRAT term. Accordingly, Mr. Fuller no longer has an indirect beneficial ownership interest in the securities held by the GRAT.
- [F3]Reflects a transfer of 11,073 shares of Class A Common Stock by the GRAT to a trust for the benefit of one of the beneficiaries of the GRAT upon expiration of the GRAT term.
- [F4]These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- [F5]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- [F6]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
- [F7]Reflects a transfer of 33,219 shares of Class B Common Stock by the GRAT to three separate trusts for the benefit of three separate beneficiaries of the GRAT upon expiration of the GRAT term. Also reflects a transfer of 54,383 shares of Class B Common Stock by the GRAT to the direct holdings of Mr. Fuller upon expiration of the GRAT term.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0001032793
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 5:40 PM ET
- Size
- 22.8 KB