FULLER MORTIMER B III 4
4 · GENESEE & WYOMING INC · Filed Nov 30, 2012
Insider Transaction Report
Form 4
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
- Conversion
Class A Common Stock, $.01 par value
2012-11-28+49,500→ 51,244 total - Conversion
Class B Common Stock, $.01 par value
2012-11-28−49,500→ 1,122,746 total→ Class A Common Stock, $.01 par value (49,500 underlying) - Gift
Class A Common Stock, $.01 par value
2012-11-29−48,500→ 18,244 total - Gift
Class A Common Stock, $.01 par value
2012-11-30−1,000→ 17,244 total
Holdings
- 5,955.5(indirect: By Spouse)
Class A Common Stock, $0.01 par value
- 9,748(indirect: By Spouse)
Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value
Footnotes (3)
- [F1]These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- [F2]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- [F3]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.