|4Dec 3, 5:56 PM ET

EATON CORP 4

4 · EATON CORP · Filed Dec 3, 2012

Insider Transaction Report

Form 4
Period: 2012-11-30
Transactions
  • Disposition to Issuer

    Stock Option

    2012-11-307,2960 total
    Exercise: $33.20Exp: 2016-01-24Common Shares (7,296 underlying)
  • Disposition to Issuer

    Stock Option

    2012-11-306,5040 total
    Exercise: $37.51Exp: 2017-01-23Common Shares (6,504 underlying)
  • Disposition to Issuer

    Stock Option

    2012-11-306,4500 total
    Exercise: $37.21Exp: 2018-01-22Common Shares (6,450 underlying)
  • Disposition to Issuer

    Stock Option

    2012-11-307,4080 total
    Exercise: $33.02Exp: 2015-01-25Common Shares (7,408 underlying)
  • Disposition to Issuer

    Common Stock

    2012-11-3091,1580 total
Footnotes (5)
  • [F1]Represents shares of Eaton Corporation ("Eaton") disposed of pursuant to merger of a wholly-owned subsidiary of Eaton Corporation plc ("New Eaton") with and into Eaton, with Eaton surviving the merger as a wholly-owned subsidiary of New Eaton (the "Merger"), in exchange for ordinary shares of New Eaton, which was consummated simultaneous with and conditioned on New Eaton's acquisition of Cooper Industries plc by means of a "scheme of arrangement", an Irish statutory procedure under the Companies Act of 1963. At the effective time of the Merger, each Eaton common share was cancelled and converted into the right to receive one New Eaton ordinary share.
  • [F2]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 7,408 ordinary shares of New Eaton for $33.015 with the same terms and conditions as the original Eaton stock option.
  • [F3]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 7,296 ordinary shares of New Eaton for $33.195 with the same terms and conditions as the original Eaton stock option.
  • [F4]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,504 ordinary shares of New Eaton for $37.505 with the same terms and conditions as the original Eaton stock option.
  • [F5]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,450 ordinary shares of New Eaton for $37.21with the same terms and conditions as the original Eaton stock option.

Documents

1 file
  • 4
    rrd361897.xmlPrimary

    FORM 4